Cooper-Hohn, Hohn, financial remedy proceedings, media restrictions, publicity, case management
The
careful judgement of Roberts J in
Cooper-Hohn v Hohn [2014] EWHC 2314 (Fam) prompts thoughts on publicity in financial
remedy proceedings. The judge
found herself required to give an ‘essentially a case
management’ decision in a substantial money case where ‘accredited members of
the press have been present, as they are fully entitled to be’ (FPR 2010, r
27.11(2)(f)). The question for her was: ‘[2] ... the extent to which [the press] should be able to report an
account of the proceedings as they unfold on a daily basis and whether
there is any restriction on their ability to do so.’ The press were
separately represented (though this is not clear from the Bailii headnote) and
application was made for reporting restrictions to be lifted.
Roberts J refused to
impose full reporting restrictions (as Mr Hohn wanted) but restricted the press
on terms as follows (para [98] of her judgement):
'The media shall be prohibited from publishing any such
report that refers to or concerns any of the parties' financial information
whether of a personal or business nature including, but not limited to,
that contained in their voluntary disclosure, answers to questionnaire provided
in solicitors' correspondence, in their witness statements, in their oral
evidence or referred to in submissions made on their behalf, whether in writing
or orally, save to the extent that any such information is already in the
public domain.'
Roberts J describes her job (at para [61]) on reporting restrictions
as ‘to find a way through
somewhat rocky terrain where, as everybody appears to agree, there is no clear
roadmap’. She concluded – looking at her decision through
the prism of European Convention 1950 Art 8 (respect for private life) and 10
(press freedom); and perhaps Art 6(1) (right to a fair trial; administration of
justice) – that she should make the restriction order (above). She resolved the
parties and the press’s Convention rights as follows (at para [176]):
'I find that the balance
between the right of the media to freedom of expression and their ability to
report to the public at large, and the right of the husband and wife to respect
for their private and family life, in so far as it relates to the detail of
their finances, weighed together with the overarching principle of open justice
and the implied undertaking as to confidentiality, falls firmly in favour of
privacy in relation to financial matters being maintained.'
This note is an attempt to provide a guide through
the ‘rocky terrain’ – limited to financial remedy proceedings – for what
ultimately is a matter of judicial discretion based on the common law and a
European Convention 1950 proportionality balance. It involves a separation of
family proceedings into: (1) those governed solely by the common law (civil
proceedings and a minority of family proceedings); (2) financial remedy
proceedings; and (3) proceedings governed by Administration of Justice Act 1960, s 12(1) (‘AJA 1960’: children proceedings: their welfare, maintenance and
upbringing). Most aspects of (2) are subsumed in principles derived from (1);
and children issues under AJA 1960, s 12(1) are likely to be rare in financial
remedy proceedings.
Common
law: open court
The starting point is the common law rule that all
proceedings should be in public (
Scott & Anor v Scott [1913] UKHL 2, [1913] AC 417 where
contempt committal orders for publication of nullity proceedings were set aside
by the House of Lords). Publication on its own
is not to be punished ‘unless it can be established to the satisfaction
of the court to whom the application is made that the publication constitutes
an interference with the administration of justice either in the particular
case to which the publication relates or generally’ said Lord
Scarman in
Attorney General v Leveller
Magazine Ltd
[1979] AC 440 at 469.This position is reflected in
European Convention 1950 Art 6(1), which states that: ‘In a determination of
his civil rights and obligations … everyone is entitled to a fair and public
hearing …’. CPR 1998, r 39.2(1) asserts: ‘The general rule is that a
hearing is to be in public’.
This
‘open justice principle’ and its place in the common law was explained by
Toulson LJ in
R (ota Guardian News and
Media Ltd) v City of Westminster Magistrates' Court
[2012] EWCA Civ 420, [2013]
QB 618, at para [69] as:
'The open justice principle is a
constitutional principle to be found not in a written text but in the common
law. It is for the courts to determine its requirements, subject to any
statutory provision. It follows that the courts have an inherent jurisdiction
to determine how the principle should be applied.'
Family proceedings hearings ‘in
private’
Confusion in proceedings covered by FPR 2010 arises
from the fact that FPR 2010, r 27.10(1) asserts that all proceedings under FPR
2010 shall be held ‘in private’. This suggests that there is a presumption of
privacy for family hearings. The common law and Convention jurisprudence
provides the opposite. Privacy must be justified:
Scott v Scott;
Attorney
General v Leveller
(above), save in proceedings to which AJA 1960, s 12
applies. Nor is it clear on what underlying legal principle, statute or common law,
the rule-makers derive their rules on attendance at private hearings (FPR 2010, r 27.11), especially of the press (‘accredited representatives of news
gathering and reporting organisations’: r
27.11(1)(f)).
If tested it seems unlikely that FPR 2010, rr 27.10
and 27.11 would be found to be
intra
vires
any established principle of law or Convention principle. Convention
jurisprudence which is the starting point for any restraint on publicity (
Re S (Identification: Restrictions on
Publication)
[2004] UKHL 47,
[2005] 1 FLR 591 per Lord Steyn at para [23]). Of
the status of rules as law: rules ‘cannot
extend the jurisdiction of the court from that which the law provides, but can
only give directions as to how the existing jurisdiction should be exercised’ (
Jaffray
v The Society of Lloyds
[2007] EWCA Civ 586, per Buxton LJ at [8]).
When
in contempt of court?
This note therefore
proceeds on the basis that, other than in proceedings covered by AJA 1960, s 12,
any restriction of publicity, whether as to attendance at a hearing or of the
reporting of a hearing, must be justified in law. Exceptions set up by the common
law relate to the hearing of proceedings and, separately, to the documents in
those proceedings and their ‘use’. These exceptions are set out in CPR 1998, rr
39.2(3) and 31.22(1). The first rule provides that a hearing may be partly or
entirely in private where, for example, ‘publicity would defeat the
object of the hearing’ (r 39.2(3)(a); see eg the
Leveller Magazine case (above)); the case ‘involves confidential
information (including information relating to personal financial matters) and
publicity would damage that confidentiality’ (r 39.2(3)(c)) which might have
applied in
Cooper-Hohn); and ‘the
court considers this to be necessary, in the interests of justice’ (r
39.2(3)(g)).
A separate jurisdiction also arises from the
question of whether documents in proceedings may be further ‘used’ by parties
or others; though the principles on which the court decides ‘use’ questions and
the publication of proceedings overlap. CPR 1998, r 31.22 provides:
(1) A party to whom a document has been disclosed may
use the document only for the purpose of the proceedings in which it is
disclosed, except where –
(a) the document has been read to or by the court, or
referred to, at a hearing which has been held in public;
(b) the court gives permission; or
(c) the party who disclosed the document and the
person to whom the document belongs agree.
(2) The court may make an order restricting or
prohibiting the use of a document which has been disclosed, even where the
document has been read to or by the court, or referred to, at a hearing which
has been held in public.
There is no equivalent to rr 39.2 or 31.22 in FPR
2010. The court has a separate power to restrict the use of parties’ names (CPR
1998, r 39.2(4) which was at issue in eg
W v M (TOLATA Proceedings: Anonymity) [2012] EWHC 1679 (Fam),
[2013] 1 FLR 1513, Mostyn J.)
Publicity
in financial remedy proceedings
Issues of publicity for a hearing or of documents therefore
arise in financial remedy proceedings in the following contexts:
- Whether there should be any restriction on the open
court principle (ie full publicity) for financial proceedings (r 39.2(3));
- Whether a document made available as part of the court
disclosure process should be permitted to be ‘used’ separately from the
proceedings (r 31.22(1)(b));
- Whether such a document has been referred to in open
court proceedings (r 31.22(1)(a)); or
- Even if (3) applies, whether a party can be restrained
from use of the document.
The comment of Stanley Burnton LJ in
Lykiardopulo v Lykiardopulo[2010] EWCA Civ 1315,
[2011] 1 FLR 1427, at para [76] provides a starting point:
'Parties to a matrimonial
dispute who bring before the Court the facts and documents relating to their
financial affairs may in general be assured that the confidentiality of that
information will be respected. They are required by the Court to produce the
information and documents, and it is a general principle, applicable to both
civil and family proceedings, that confidential information produced by those
who are compelled to do so will remain so unless and until it passes into the
public domain. That confidence will in an appropriate case be protected by the
anonymisation of any reported judgment.'
Reporting
of hearings in open court
CPR 1998, r 39.2(3) provides a list of exceptions to
the general open court rule, though it is only very rarely referred to in
family proceedings. A search of
Family
Law Online reveals references to the rule only because it applies to civil
proceedings in any event (eg
Harb v King
Fahd Bin [2005] EWCA Civ 632,
[2005] 2 FLR 1108; though in
DE v AB [2014] EWCA Civ 1064 Ryder LJ dealt with privacy without any reference
to r 39(3)). In
Allan v Clibbery [2002] EWCA Civ
45,
[2002] 1 FLR 565 Dame
Order by
Newest on top Oldest on top